Registrant Outreach Workshop, May 2017

Embedded fee proposals, small firm guidance, accounting for leases, change of business models, and other current issues

WhenThursday, May 11, 2017
2 p.m. to 4 p.m. (doors open at 1:30pm)
WhereRoom 282/284, BCIT Downtown Campus, 555 Seymour Street (NEW LOCATION)
Vancouver BC
ContactIf you have questions, please contact us at RegistrantOutreach@bcsc.bc.ca.

Register here for in-person session.

Register here for webinar.

Our next Registrant Outreach Workshop, on May 11, 2017, will provide tips and information for you to comply with your regulatory requirements as quickly and easily as possible. Specifically, the session will let you know about CSA proposals to ban embedded fees, small firm guidance, and changes to accounting for leases. Finally, you will have a chance to hear from the CMR Compliance Managers who will discuss changes needed when changing business models, and what they are seeing in exams of advisers and IFMs.

Draft Agenda

If you have a question you would like the CMR Compliance Managers to answer at the event, please send it to RegistrantOutreach@bcsc.bc.ca by Friday, May 5.

Space is limited for our in-person session. Please register as soon as possible.


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