Christine Maria Cerisse; Laurence Frederick Austin, also known as Lawrence Frederick Austin; Thomas John Sadler; Executive Director

Date Opened:
2015-08-24
Hearing Type:
Enforcement
Allegations:
False or misleading statements to the commission; Illegal distribution; Manipulation/Misleading trading; Misrepresentation
Status:
Hearing held; Submissions complete; Findings rendered; Submissions pending
Hearing Dates:
2015-10-06; 2016-04-11 - 2016-04-13; 2016-04-15; 2016-08-23; 2017-04-04;
Panel:
Nigel P Cave - Chair, Judith Downes, Don Rowlatt
Please Note:
Hearing concluded. The Panel issued its findings on January 31, 2017. The Panel will hear the parties' oral submissions on sanctions on April 4, 2017.


Notices & Decisions

Date Issued Document Type Description
2017-03-16 Notice Hearing Notice - Hearing Date, 2016 BCSECCOM 106
2017-02-03 News release News release - Findings
2017-01-31 Findings 2017 BCSECCOM 27
2015-09-21 Notice Hearing Notice - Adjournment, 2015 BCSECCOM 356
2015-08-24 Notice of hearing Notice of hearing, 2015 BCSECCOM 327
2015-08-24 News release News release