SBC Financial Group Inc.; Prabhjot Singh Bakshi; Executive Director

Date Opened:
2017-01-26
Hearing Type:
Enforcement
Allegations:
Illegal distribution; Trading without registration
Status:
Hearing pending
Hearing Dates:
2017-03-21; 2017-07-19; 2017-10-19 - 2017-10-20; 2017-10-23 - 2017-10-27; 2017-10-30 - 2017-10-31;
Panel:
Nigel P Cave - Chair, Judith Downes, Gordon L. Holloway
Please Note:
The hearing is scheduled to start on October 19, 2017. The Commission will hold a hearing management meeting on July 19, 2017 at 9:00am.


Notices & Decisions

Date Issued Document Type Description
2017-03-21 Notice Hearing Notice - Hearing Dates 2017 BCSECCOM 107
2017-01-25 News release News release
2017-01-24 Notice of hearing 2017 BCSECCOM 16