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Thomas Arthur Williams; Global Wealth Creation Opportunities Inc.; Global Wealth Creation Opportunities Inc. (Belize); Global Wealth Financial Inc.; Global Wealth Creation Strategies Inc.; CDN Global Wealth Creation Club RW-TW; 2002 Concepts Inc.; Susan Grace Nemeth; Renee Michelle Penko; Paul Finney; Irene G. Beilstein ; Christina Kiemel; Helena Yvonne Becker; Dennis Carl Weigel; Daniel Quoming Sam; Eric Clark; Sharon Downing; Robert Laudy Williams; Executive Director

Date Opened:
2014-07-02
Hearing Type:
Enforcement
Allegations:
Acting contrary to public interest; Fraud; Illegal distribution; Trading without registration
Status:
Hearing held; Submissions complete; Findings rendered; Submissions pending
Hearing Dates:
2014-07-22; 2015-05-11; 2015-05-13 - 2015-05-15; 2015-05-19 - 2015-05-22; 2015-07-08; 2016-05-26;
Panel:
Nigel P Cave - Chair, George C. Glover, Don Rowlatt
Please Note:
On March 8, 2017, the Court of Appeal granted leave to appeal the Commission's liability and sanctions decisions.


Notices & Decisions

Date Issued Document Type Description
2016-09-16 Application Thomas Williams - Notice of Application for Leave to Appeal the Commission's Findings dated January 14, 2016 and Decision dated August 17, 2016.
2016-08-23 News release News release
2016-08-17 Decision Amended Decision, 2016 BCSECCOM 283
2016-03-11 Notice 2016 BCSECCOM 71
2016-03-08 Revocation order 2016 BCSECCOM 70
2016-01-19 News release News release
2016-01-14 Findings 2016 BCSECCOM 18
2015-05-11 News release Robert Laudy Williams
2015-05-07 Notice of discontinuance Robert Laudy Williams, 2015 BCSECCOM 173
2015-05-07 Order and Settlement Agreement Robert Laudy Williams, 2015 BCSECCOM 171 and 172
2015-04-29 Ruling Ruling - CTV request to video record proceedings, 2015 BCSECCOM 160
2015-04-28 News release Daniel Quo Ming Sam
2015-04-27 Order and Settlement Agreement Daniel Quo Ming Sam, 2015 BCSECCOM 121 and 122
2015-04-27 Notice of discontinuance Daniel Quo Ming Sam, 2015 BCSECCOM 147
2015-04-20 Notice of discontinuance Helena Yvonne Becker, 2015 BCSECCOM 131
2015-04-01 News release Sharon Downing
2015-03-30 Order and Settlement Agreement Sharon Downing, 2015 BCSECCOM 64
2015-03-30 Notice of discontinuance Sharon Downing, 2015 BCSECCOM 104
2014-10-17 Notice of hearing Amended notice of hearing, 2014 BCSECCOM 494
2014-07-30 Notice Hearing Notice - Adjournment 2014 BCSECCOM 313
2014-07-23 Notice Hearing Notice - Hearing Dates, 2013 BCSECCOM 302
2014-07-02 Notice of hearing Notice of hearing, 2014 BCSECCOM 191
2014-07-02 News release News release