SBC Financial Group Inc.; Prabhjot Singh Bakshi; Executive Director

Date Opened:
2017-01-26
Hearing Type:
Enforcement
Allegations:
Fraud; Illegal distribution; Trading without registration
Status:
Hearing held; Submissions pending
Hearing Dates:
2017-03-21; 2017-10-19 - 2017-10-20; 2017-10-23; 2017-10-25; 2018-01-25;
Panel:
Nigel P Cave - Chair, Judith Downes, Gordon L. Holloway
Please Note:
The parties liability submissions are due January 12, 2018. On January 25, 2018, the Panel will hear the parties' submissions on liability.


Notices & Decisions

Date Issued Document Type Description
2017-10-26 Notice Hearing Notice - Hearing Date, 2017 BCSECCOM 324
2017-07-24 Notice of hearing Amended notice of hearing 2017 BCSECCOM 243
2017-03-21 Notice Hearing Notice - Hearing Dates 2017 BCSECCOM 107
2017-01-25 News release News release
2017-01-24 Notice of hearing 2017 BCSECCOM 16