Thomas Arthur Williams; Global Wealth Creation Opportunities Inc.; Global Wealth Creation Opportunities Inc. (Belize); Global Wealth Financial Inc.; Global Wealth Creation Strategies Inc.; CDN Global Wealth Creation Club RW-TW; 2002 Concepts Inc.; Susan Grace Nemeth; Renee Michelle Penko; Paul Finney; Irene G. Beilstein ; Christina Kiemel; Helena Yvonne Becker; Dennis Carl Weigel; Daniel Quoming Sam; Eric Clark; Sharon Downing; Robert Laudy Williams; Executive Director

Date Opened:
2014-07-02
Hearing Type:
Enforcement
Allegations:
Acting contrary to public interest; Fraud; Illegal distribution; Trading without registration
Status:
Hearing held; Submissions complete; Findings rendered; Submissions pending
Hearing Dates:
2014-07-22; 2015-05-11; 2015-05-13 - 2015-05-15; 2015-05-19 - 2015-05-22; 2015-07-08; 2016-05-26;
Panel:
Nigel P Cave - Chair, George C. Glover, Don Rowlatt
Please Note:
On March 8, 2017, the Court of Appeal granted leave to appeal the Commission's liability and sanctions decisions. On September 18, 2017 the Court of Appeal placed this matter on the inactive appeal list.


Notices & Decisions

Date Issued Document Type Description
2016-09-16 Application Thomas Williams - Notice of Application for Leave to Appeal the Commission's Findings dated January 14, 2016 and Decision dated August 17, 2016.
2016-08-23 News release News release
2016-08-17 Decision Amended Decision, 2016 BCSECCOM 283
2016-03-11 Notice 2016 BCSECCOM 71
2016-03-08 Revocation order 2016 BCSECCOM 70
2016-01-19 News release News release
2016-01-14 Findings 2016 BCSECCOM 18
2015-05-11 News release Robert Laudy Williams
2015-05-07 Notice of discontinuance Robert Laudy Williams, 2015 BCSECCOM 173
2015-05-07 Order and Settlement Agreement Robert Laudy Williams, 2015 BCSECCOM 171 and 172
2015-04-29 Ruling Ruling - CTV request to video record proceedings, 2015 BCSECCOM 160
2015-04-28 News release Daniel Quo Ming Sam
2015-04-27 Order and Settlement Agreement Daniel Quo Ming Sam, 2015 BCSECCOM 121 and 122
2015-04-27 Notice of discontinuance Daniel Quo Ming Sam, 2015 BCSECCOM 147
2015-04-20 Notice of discontinuance Helena Yvonne Becker, 2015 BCSECCOM 131
2015-04-01 News release Sharon Downing
2015-03-30 Order and Settlement Agreement Sharon Downing, 2015 BCSECCOM 64
2015-03-30 Notice of discontinuance Sharon Downing, 2015 BCSECCOM 104
2014-10-17 Notice of hearing Amended notice of hearing, 2014 BCSECCOM 494
2014-07-30 Notice Hearing Notice - Adjournment 2014 BCSECCOM 313
2014-07-23 Notice Hearing Notice - Hearing Dates, 2013 BCSECCOM 302
2014-07-02 Notice of hearing Notice of hearing, 2014 BCSECCOM 191
2014-07-02 News release News release