NPS 54 (Draft) Expedited Registration System for Advisers [Lapsed]

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NPS 54
Published: 1995-04-21

Table of Contents

1.         PURPOSE AND BACKGROUND
2.         INTERPRETATION
3.         APPLICATION
4.         INITIAL REGISTRATION
5.         RENEWAL OF REGISTRATION OF ADVISERS AND INDIVIDUAL ADVISERS
6.         Transfer of registration of individual advisers
7.         AMENDMENT TO REGISTRATION
8.         EXEMPTION FROM THE OFFICE, RESIDENCY AND RECORDS REQUIREMENTS
9.         ONGOING REQUIREMENTS
10.       MISCELLANEOUS MATTERS
11.       OPERATING PROCEDURES
12.       IMPLEMENTATION

APPENDIX A
APPENDIX B
APPENDIX C
APPENDIX D
APPENDIX E
APPENDIX F