1 – Procedure & Related Matters

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Current Instruments & Policies

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Document
11-102 Passport System
11-103 Failure to File Cease Trade Orders in Multiple Jurisdictions
11-201 Electronic Delivery of Documents
11-202 Process for Prospectus Reviews in Multiple Jurisdictions
11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions
11-204 Process for Registration in Multiple Jurisdictions
11-205 Process for Designation of Credit Rating Organizations in Multiple Jurisdictions
11-206 Process for Cease to be a Reporting Issuer Applications
11-207 Failure to File Cease Trade Orders and Revocations in Multiple Jurisdictions
11-302 Withdrawal of CSA Notices
11-305 Withdrawal of CSA Staff Notice 42-301 and 52-302
11-309 Withdrawal of CSA Notices
11-310 Withdrawal of CSA Notices
11-312 National Numbering System (Revised)
11-313 Withdrawal of Notices and Policies
11-314 Update of CSA Instruments
11-317 Withdrawal of Notices
11-318 Guidance for Cease Trade Order Database Users
11-319 Extension of Consultation Period Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms
11-320 Notice of Local Amendments-Nova Scotia and Yukon
11-321 Business Continuity Planning – Industry Testing Exercise
11-322 Extension of Consultation Period - Proposed Amendments to Multilateral Instrument 62-104 and National Instrument 62-103, Proposed Changes to National Policy 62-203, Proposed National Instrument 62-105 and Proposed Companion Policy 62-105CP
11-323 Withdrawal of Notices and Policies
11-325 Withdrawal or Revocation of National Policy 42 Advertising of Securities on Radio or Television
11-328 Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon
11-329 Withdrawal of Notices and Revocation of Omnibus/Blanket Orders
11-330 Notice of Local Amendments – Alberta, Manitoba, New Brunswick, Nova Scotia, Québec, Ontario and Saskatchewan
11-331 Extension of Consultation Period Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients
11-332 Cyber Security
11-333 Withdrawal of Notices
11-334 Notice of Local Amendments and Changes in Certain Jurisdictions
11-335 Notice of Local Amendments and Changes in Certain Jurisdictions
11-336 Summary of CSA Roundtable on Response to Cyber Security Incidents
11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick
11-405 Securities Regulatory Proposals Stemming from the 2007-08 Credit Market Turmoil and its Effect on the ABCP Market in Canada
11-501 Waiver of File Search Fees for the Media
11-502 Voluntary Surrender of Reporting Issuer Status
11-701 Reorganization of Regulatory Documents
11-901 Fee Checklist
12-202 Revocation of Certain Cease Trade Orders
12-203 Management Cease Trade Orders
12-601 Designation as a Reporting Issuer (Extraprovincial Issuers)
12-901 Claim Application Form
13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
13-102 System Fees for SEDAR and NRD
13-315 Securities Regulatory Authority Closed Dates 2017* (Revised)
13-317 Amendments to the SEDAR Filer Manual
13-318 Changes to www.SEDAR.com
13-319 System for Electronic Document Analysis and Retrieval (SEDAR)
13-320 CSA Staff Notice Regarding Implementation of Multilateral Instrument 13-102 System Fees for SEDAR and NRD and Related Consequential Amendments to CSA National Systems Rules
13-321 Update on new service provider for the operation of the CSA National Systems and implementation of Related Consequential Amendments to CSA National Systems Rules
13-322 Service Transition Cutover Date for Information Management Services and implementation of Related Consequential Amendments to CSA National Systems Rules
13-502 Electronic filing of reports of exempt distribution
13-503 Transitional Exemption from Complying with Consequential Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), NI 31-102 National Registration Database, and NI 55-102 System for Electronic Disclosure by Insiders
13-601 Required Forms
13-602 Confidentiality of Records
14-101 Definitions
14-501 Definition of Exchange Issuer
14-502 Reporting Companies Under The British Columbia Company Act And The Definition Of "Reporting Issuer"
15-601 Hearings
15-901 Summons to Attend before an Investigator Under Section 144
15-902 Demand for Production under Section 144
15-903 Affidavit of Service
15-904 Endorsement Of Warrant