45-106 Prospectus Exemptions

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View History

Document Published Effective Format
45-106 Prospectus Exemptions [NI] 2017-02-17 2016-10-29
45-106CP Prospectus Exemptions [CP] 2017-02-17 2016-10-05

Forms

Document Published Effective Format
45-106F1 Report of Exempt Distribution [F] 2016-06-30 2016-06-30
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F] 2016-09-09 2016-04-30
45-106F3 Offering Memorandum for Qualifying Issuers [F] 2016-09-09 2016-04-30
45-106F4 Risk Acknowledgement [F] 2016-09-09 2016-04-30
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F] 2009-09-25 2009-09-28
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CSA Related Documents

Document Published Effective Format
45-323 Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions [CSA Staff Notice] 2017-04-20 ---
45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions (Revised) [CSA Staff Notice] 2016-09-29 2016-09-29
45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution [CSA Staff Notice] 2016-07-07 ---
45-309 Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions [Multilateral CSA Staff Notice] 2012-04-26 ---

Proposed Amendments

Document Published Comments Close Format
45-106 Prospectus Exemptions [NI and F Amendment Proposed] 2017-10-04 ---
45-106F1 Report of Exempt Distribution [F Blackline Amendment Proposed] 2017-10-04 ---
45-106F1 Report of Exempt Distribution [F Amendment Proposed] 2017-10-04 ---
45-106 Prospectus Exemptions [NI Amendment Proposed] 2017-07-06 ---